Board Committees

Win Global Markets’s Board of Directors has one committee, an audit committee. From time to time, additional committees may be set up by the Board to address particular issues when a need arises.

Audit Committee

Our Audit Committee is comprised entirely of independent directors, who are either financially literate or financial experts. Our Audit Committee monitors our systems of internal financial controls and procedures, evaluates and reports on the integrity of financial statements, enhances auditor independence, and oversees our financial reporting process

The primary responsibilities of our Audit Committee include:

• · appointing, approving the compensation of, and assessing the independence of our independent registered public accounting firm;
• · overseeing the work of our independent registered public accounting firm, including through the receipt and consideration of certain reports from our independent registered public accounting firm;
• · reviewing and discussing with management and our independent registered public accounting firm our annual and quarterly financial statements and related disclosures;
• · monitoring our internal control over financial reporting, disclosure controls and procedures and code of business conduct and ethics;
• · overseeing our internal audit function;
• · discussing our risk management policies;
• · establishing policies regarding hiring employees from our independent registered public accounting firm and procedures for the receipt and retention of accounting related complaints and concerns;
• · meeting independently with our internal auditing staff, independent registered public accounting firm and management; and
• · preparing the audit committee report required by SEC rules.